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General Elec. - Change of Home Member State

RNS Number : 6898K
General Electric Company
06 January 2021
 

Date: 22 October 2015

ESMA/2015/1596

Standard form for the notification of Home Member State

 

 

 

1.*

Issuer Name: General Electric Company

 

 

 

1.bis.

Formerly known asi:

 

2.*

Registered office: 5 Necco Street, Boston, MA 02210

 

 

3.

LEIii: 3C7474T6CDKPR9K6YT90

 

 

 

 

3.bis

National              company register numberiii:

 

4.*

Home Member Stateiv: France

 

 

5.*

Triggering event:

 

 

 

Issuer of shares admitted to trading

article 2(1)(i)(i)

 

 

Issuer of debt securities denominated less than EUR 1,000 admitted to trading

article 2(1)(i)(i)

 

 

Issuer of other securitiesvi

article 2(1)(i)(ii)

 

 

Change of home Member State

article 2(1)(i)(iii)

 

                 

 

6.*

Member State(s) where the issuer's securities are admitted to tradingvii:

 

 

Shares

Debt securities < 1000€

    Other securities

Austria

 

 

 

Belgium

 

 

 

Bulgaria

 

 

 

Croatia

 

 

 

Cyprus

 

 

 

Czech Republic

 

 

 

Denmark

 

 

 

Estonia

 

 

 

Finland

 

 

 

France

X

 

 

Germany

 

 

 

Greece

 

 

 

Hungary

 

 

 

Iceland

 

 

 

Ireland

 

X

 

Italy

 

 

 

Latvia

 

 

 

Liechtenstein

 

 

 

Lithuania

 

 

 

Luxembourg

 

X

 

Malta

 

 

 

Netherlands

 

 

 

Norway

 

 

 

Poland

 

 

 

Portugal

 

 

 

Romania

 

 

 

Slovakia

 

 

 

Slovenia

 

 

 

Spain

 

 

 

Sweden

 

 

 

United Kingdom

X

X

 

 

6. bis.

Former home Member State (if applicable): United Kingdom

 

 

7.         NCAs the form is required to be filed withix: France

8*.

Date of notification: January 5, 2021

 

9.

Start  date  of  3  year  period: January 1, 2021

 

 

 

 

10.

Additional informationxi : Issuer's prior Home Member State was the United Kingdom, and  is changing home member state due to the United Kingdom's exit from the EU.

 

 

 

 

11.*

Contact details: Julia Chen, Corporate, Securities & Finance Counsel

 

 

Issuer's address: 5 Necco Street, Boston, MA 02210, USA

 

 

Person responsible within the issuer for the present notification: Julia Chen

 

 

E-Mail address: Julia.chen1@ge.com

 

 

Telephone: +1 617 816 6013

 

         

 

 

(* Mandatory information)

 

 

 

 

 

Information on filing procedures:

 

Austria

  e-mail to: marktaufsicht@fma.gv.at

Belgium

  e-mail to: trp.fin@fsma.be

Bulgaria

 

Croatia

  via national OAM: SRPI; or postal address: Miramarska 24b, 10000 Zagreb, Croatia

Cyprus

  e-mail to: info@cysec.gov.cy (to the attention of Issuers Department)

Czech Republic

  via national OAM:

  http://www.cnb.cz/en/supervision_financial_market/information_published_issuers/index.html

Denmark

  website: http://oasm.dfsa.dk/

Estonia

  e-mail to: info@fi.ee

Finland

  e-mail to: kirjaamo@finanssivalvonta.fi

France

  via: https://onde.amf-france.org/RemiseInformationEmetteur/Client/PTRemiseInformationEmetteur.aspx

Germany

  e-mail to: p26@bafin.de

Greece

  e-mail to: transparency@cmc.gov.gr

Hungary

  e-mail to: surveillance@mnb.hu

Iceland

  via national OAM: www.oam.is

Ireland

  e-mail to: regulateddisclosures@centralbank.ie 

Italy

  e-mail to: HMSdisclosureform@consob.it

Latvia

  e-mail to: fktk@fktk.lv or postal address: Kungu iela 1, Riga, Latvia, LV-1050

Liechtenstein

 

Lithuania

  e-mail to: transparency@lb.lt

Luxembourg

  e-mail to: transparency@cssf.lu

Malta

 

Netherlands

  e-mail to: HMS_Registration@afm.nl

Norway

 

Poland

  e-mail to: dno@knf.gov.pl  or via ESPI system

Portugal

  e-mail to: transparency@cmvm.pt

Romania

  e-mail to transparency@asfromania.ro

Slovakia

  via national OAM: https://ceri.nbs.sk/

Slovenia

  e-mail to: info@atvp.si

Spain

  online register: https://sede.cnmv.gob.es/sedecnmv/SedeElectronica.aspx?lang=en

Sweden

  e-mail to: transparens@fi.se

United Kingdom

  e-mail to: tdhomestate@fca.org.uk

 

 

Notes:

i In case of a change of the company name compared to the previous disclosure, please provide the issuer's former company name. In case of a first time disclosure, no information on an earlier name change is required.

ii Legal entity identifier.

iii In case the LEI is unavailable, please provide for identification purposes the number under which the issuer is  registered with the business register of its country of incorporation.

iv The home Member State pursuant to article 2(1)(i) of Directive 2004/109/EC.

v The criteria upon which the home Member State has been determined.

vi For example debt securities denominated at least EUR 1,000, units of collective investment undertaking of the closed end- type.

vii Only securities admitted to trading on regulated markets shall be taken into account.

viii Information required in case the issuer chooses a new home Member State pursuant to article 2(1)(i)(iii).

Ix According to article 2(1)(i), second subparagraph of Directive 2004/109/EC.

x In case of a choice of home Member State pursuant to article 2(1)(i)(ii) of Directive 2004/109/EC.

xi Please provide any relevant additional information.

 

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