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Temple Bar Investment Trust Plc - Holding(s) in Company

TR-1: Standard form for notification of major holdings

   

   

   

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA
in Microsoft Word format if possible)i

1a. Identity of the issuer or the           Temple Bar Investment Trust PLC
underlying issuer of existing shares
to which voting rights are attachedii:

1b. Please indicate if the issuer is a non- issuer (please mark with an “X” if
appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an
“X”)

An acquisition or disposal of voting rights                                  yes

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name                                   1607 Capital Partners, LLC

City and country of registered office   (USA)
(if applicable)

4. Full name of shareholder(s) (if different from 3.)v

Name
                                       Northern Trust 1,704,298

                                       Bny Mellon     1,256,500

                                       State Street   415,146


City and country of registered office
(if applicable)

5. Date on which the threshold was                    10/08/2020
crossed or reachedvi:

6. Date on which issuer notified                      12/08/2020
(DD/MM/YYYY):

7. Total positions of person(s) subject to the notification obligation

                   % of voting rights % of voting rights Total of both in % Total
                   attached to shares through financial     (8.A + 8.B)     numbe
                    (total of 8. A)      instruments                        r of
                                      (total of 8.B 1 +                     votin
                                            8.B 2)                          g
                                                                            right
                                                                            s of
                                                                            issue
                                                                            rvii

Resulting          5.05%                                 5.05%              66,87
situation on the                                                            2,765
date on which
threshold was
crossed or reached

Position of        N/A                                   N/A
previous
notification (if
applicable)UKRichmond, VA
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type  Number of voting rightsix          % of voting rights
of
shares             Direct           Indirect        Direct         Indirect
ISIN code    (Art 9 of Directive   (Art 10 of      (Art 9 of      (Art 10 of
(if         2004/109/EC) (DTR5.1)  Directive       Directive      Directive
possible)                         2004/109/EC)   2004/109/EC)    2004/109/EC)
                                   (DTR5.2.1)      (DTR5.1)       (DTR5.2.1)

GB0008825324                       3,375,944                        5.05%

SUBTOTAL 8.             3,375,944                          5.05%
A

B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))

Type of     Expiration Exercise/    Number of voting rights that % of voting
financial   datex      Conversion   may be acquired if the       rights
instrument             Periodxi     instrument is
                                    exercised/converted.

                       SUBTOTAL 8.
                       B 1

B 2: Financial Instruments with similar economic effect according to Art. 13
(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of    Expiration  Exercise/   Physical or  Number of voting % of voting
financial  datex       Conversion  cash         rights           rights
instrument             Period xi   settlementxii

                                   SUBTOTAL
                                   8.B.2
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an “X”)

Person subject to the notification obligation is not controlled by any        X
natural person or legal entity and does not control any other undertaking(s)
holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows as
necessary)

Namexv % of voting rights if it equals or     % of voting rights through     Tot
         is higher than the notifiable    financial instruments if it equals al
                   threshold               or is higher than the notifiable  of
                                                      threshold              bot
                                                                             h
                                                                             if
                                                                             it
                                                                             equ
                                                                             als
                                                                             or
                                                                             is
                                                                             hig
                                                                             her
                                                                             tha
                                                                             n
                                                                             the
                                                                             not
                                                                             ifi
                                                                             abl
                                                                             e
                                                                             thr
                                                                             esh
                                                                             old

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights
will be held

11. Additional informationxvi

Bryan Huntley, CCO
804-525-1741
Place of completion  (USA)

Date of completionRichmond, VA12/08/2020

Quick facts: Temple Bar Investment Trust

Price: -

Market: LSE
Market Cap: -
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