14:21 Wed 05 Oct 2016
HBK Investments LP - Form 8.3 - SABMiller Plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
(b) Derivatives transactions (other than options)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
(ii) Exercising
(d) Other dealings (including subscribing for new securities)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
(b) Agreements, arrangements or understandings relating to options or derivatives
(c) Attachments
Public disclosures under Rule 8 of the Code must be made to a and must also be emailed to the at . The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at .www.thetakeoverpanel.org.uk
(a) Identity of the person whose on behalf of positions/dealings are being disclosed: itself, its subadvisors and its managed funds (b) Owner or controller of interests and N/A short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: (f) Has the discloser previously YES, Anheuser-Busch InBev SA/NV disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?HBK Investments L.P. Name SABMiller Plc 4th October 2016
Class of relevant security: Ordinary Shares (ISIN: GB0004835483) and ADR’s (US78572M1053) Interests Short positions Number % Number % (1) Relevant securities owned and/or controlled: (2) Derivatives (other than options): 20,159,246 1.241 (3) Options and agreements to purchase/sell: TOTAL: 20,159,246 1.241USD 0.10
Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages:
Class of relevant security Purchase/sale Number of securities Price per unit
Class of Product Nature of dealing Number of Price per unit relevant description e.g. reference security e.g. CFD opening/closing a securities long/short position, increasing/reducing a long/short position Total Return Swap Increasing a long 44.9540 ordinary position Total Return Swap Increasing a long 44.9540 ordinary positionUSD 0.10 898,847 GBP USD 0.10 101,153 GBP
Class of Product Writing, Number of Exercise Type Expiry Option relevant description purchasing, securities price per e.g. date money security e.g. call selling, to which unit American, paid/ option varying option European received etc. relates etc. per unit
Class of relevant Product description Number of securities Exercise price per security e.g. call option unit
Class of relevant security Nature of dealing Details Price per unit (if e.g. subscription, applicable) conversion
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: Contact name: Telephone number: +44 (0)20 7659 19065th October 2016 Jonathan Brown
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