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RNS
Riverfort Global Opportunities PLC

RiverFort Global Opp - Holding(s) in Company

RNS Number : 1857B
RiverFort Global Opportunities PLC
28 January 2020
 

For Immediate Release

28 January 2020

 

RiverFort Global Opportunities plc

("RGO " or the "Company")

 

Holding in Company

 

 

The Company have received the following TR-1 which is set out below without amendment.

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

RIVERFORT GLOBAL OPPORTUNITIES PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

CANACCORD GENUITY GROUP INC

City and country of registered office (if applicable)

VANCOUVER, CANADA

4. Full name of shareholder(s) (if different from 3.)v

Name

DISCRETIONARY CLIENTS

City and country of registered office (if applicable)

As above

5. Date on which the threshold was crossed or reachedvi:

24 JANUARY 2020

6. Date on which issuer notified (DD/MM/YYYY):

27 JANUARY 2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

17.0120


17.0120

6,789,335,226

Position of previous notification (if

applicable)

15.7600


15.7600


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0001636918


1,155,000,000


17.0120











SUBTOTAL 8. A

1,155,000,000

17.0120

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Canaccord Genuity Group Inc.

17.0120


17.0120

Canaccord Genuity Wealth Group Holdings Limited

17.0120


17.0120

Canaccord Genuity Wealth Group Holdings (Jersey) Limited

17.0120


17.0120

Canaccord Genuity Wealth Group Limited

17.0120


17.0120

Hargreave Hale Ltd

17.0120


17.0120


10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi


 

Place of completion

BLACKPOOL, ENGLAND

Date of completion

27 JANUARY 2020

 

 

 

 

 

 

 

 

For more information please contact:

 

RiverFort Global Opportunities plc:

+44 20 7580 7576

Nicholas Lee, Investment Director


 

Nominated Advisor:

+44 20 7628 3396

Beaumont Cornish


Roland Cornish/Felicity Geidt


 

Joint Broker:

Shard Capital Partners LLP

Damon Heath

Erik Woolgar

 

Joint Broker:

Peterhouse Corporate Finance

Lucy Williams

 

+44 20 7186 9950

 

 

 

 

+44 20 7562 3351

 


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