07:00 Wed 07 Oct 2020
Karelian Diamond Resources Plc - Holding(s) in Company
Karelian Diamond Resources plc
(“Karelian Diamonds” or “the Company”)
Holding in the Company
Karelian Diamond Resources plc (AIM: KDR) was yesterday informed that Mr John Story’s interest in the voting rights of the Company has changed as detailed below, all of which are held through a financial instrument. The financial instrument has been issued by SpreadEx Ltd, which holds ordinary shares of €0.00025 each, as announced on .
Further information:
http://www.kareliandiamondresources.com
TR-1: Standard form for notification of major holdings
Karelian Diamond Resources plc Professor , Chairman +353-1-479-6180 Allenby Capital Limited (Nomad) / +44-20-3328-5656 Brandon Hill Capital (Broker) +44-20-3463-5000 Lothbury Financial Services +44-20-3290-0707 Hall Communications +353-1-660-9377Richard Conroy Nick Athanas Nick Harriss Jonathan Evans Michael Padley Don Hall
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i 1a. Identity of the issuer or the Karelian Diamond Resources PLC underlying issuer of existing shares to which voting rights are attachedii: 1b. Please indicate if the issuer is a non- issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights An acquisition or disposal of financial instruments X An event changing the breakdown of voting rights Other (please specify)iii: admission of new shares from placing 3. Details of person subject to the notification obligationiv Name John Story City and country of registered office (if applicable) 4. Full name of shareholder(s) (if different from 3.)v Name City and country of registered office (if applicable) 5. Date on which the threshold was 23/09/2020 crossed or reachedvi: 6. Date on which issuer notified 06/10/2020 (DD/MM/YYYY): 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights Total of both in % Tot attached to shares through financial (8.A + 8.B) al (total of 8. A) instruments num (total of 8.B 1 + ber 8.B 2) of vot ing rig hts of iss uer vii Resulting situation 13.27% 13.27% 53, on the date on 542 which threshold was ,74 crossed or reached 9 Position of 14.00% 14.00% previous notification (if applicable)UK
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type Number of voting rightsix % of voting rights of shares Direct Indirect Direct Indirect ISIN code (Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of (if 2004/109/EC) (DTR5.1) Directive Directive Directive possible) 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.2.1) (DTR5.1) (DTR5.2.1) SUBTOTAL 8. A B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting rights that % of voting financial datex Conversion may be acquired if the rights instrument Periodxi instrument is exercised/converted. CFD/ Spread 7,106,527 13.27% Bet SUBTOTAL 8. 7,106,527 13.27% B 1 B 2: Financial Instruments with similar economic effect according to Art. 13 (1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of voting % of voting financial datex Conversion cash rights rights instrument Period xi settlementxii SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) Person subject to the notification obligation is not controlled by any X natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) Namexv % of voting rights if it equals or % of voting rights through Tot is higher than the notifiable financial instruments if it equals al threshold or is higher than the notifiable of threshold bot h if it equ als or is hig her tha n the not ifi abl e thr esh old 10. In case of proxy voting, please identify: Name of the proxy holder The number and % of voting rights held The date until which the voting rights will be held 11. Additional informationxvi
Place of completion Date of completionUK 06/10/2020
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