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UBS AG (EPT) - Form 8.5 (EPT/RI) - Kaz Minerals plc

RNS Number : 1891G
UBS AG (EPT)
23 November 2020
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

 UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Kaz Minerals plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            Kaz Minerals plc

(d) Date dealing undertaken:

            20 November 2020

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

No

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

20p ordinary

Buy

 

322828

6.43801        GBP

6.35422        GBP

20p ordinary

Sell

 

17494

6.42600        GBP

6.35000        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

20p ordinary

CFD

 

Long

3526

6.351778        GBP

20p ordinary

CFD

 

Long

3514

6.3539        GBP

20p ordinary

CFD

 

Long

147

6.40102040816327        GBP

20p ordinary

CFD

 

Long

853

6.42600234466589        GBP

20p ordinary

CFD

 

Long

942

6.35        GBP

20p ordinary

CFD

 

Short

2073

6.38094548962856        GBP

20p ordinary

CFD

 

Short

2204

6.38764065335753        GBP

20p ordinary

CFD

 

Short

40000

6.4032        GBP

20p ordinary

CFD

 

Short

1399

6.399207        GBP

20p ordinary

CFD

 

Short

102

6.395725        GBP

20p ordinary

CFD

 

Short

85000

6.3812        GBP

20p ordinary

CFD

 

Short

2840

6.4262        GBP

20p ordinary

CFD

 

Short

125000

6.40284384        GBP

20p ordinary

CFD

 

Short

10124

6.384286        GBP

20p ordinary

CFD

 

Short

16136

6.354218        GBP

20p ordinary

CFD

 

Short

4495

6.383477        GBP

20p ordinary

CFD

 

Short

2333

6.37419202743249        GBP

20p ordinary

CFD

 

Short

242

6.38710743801653        GBP

20p ordinary

CFD

 

Short

1148

6.38479965156794        GBP

20p ordinary

CFD

 

Short

8619

6.396650423483        GBP

20p ordinary

CFD

 

Short

171

6.39649122807018        GBP

20p ordinary

CFD

 

Short

195

6.36861538461538        GBP

20p ordinary

CFD

 

Short

964

6.37248962655602        GBP

20p ordinary

CFD

 

Short

2051

6.43090687469527        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

23 November 2020

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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