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KAZ Minerals PLC

UBS AG (EPT) - Form 8.5 (EPT/RI) - Kaz Minerals plc Replacement

RNS Number : 5475E
UBS AG (EPT)
06 November 2020
 

This announcement replaces the previous RNS announcement 7880D released at 11:46 on the 30th October 2020. Amendment made to section 2(a+b). All other information remains unchanged

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

 UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Kaz Minerals plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            Kaz Minerals plc

(d) Date dealing undertaken:

            29 October 2020

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

No

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

20p ordinary

Buy

 

1778142

6.30000        GBP

6.24312        GBP

20p ordinary

Sell

 

854676

6.30000        GBP

6.24199        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

20p ordinary

CFD

 

Long

2705

6.26224        GBP

20p ordinary

CFD

 

Long

767

6.29756192959583        GBP

20p ordinary

CFD

 

Long

1233

6.29579075425791        GBP

20p ordinary

CFD

 

Long

366

6.3        GBP

20p ordinary

CFD

 

Long

10383

6.291812        GBP

20p ordinary

CFD

 

Long

3665

6.295237        GBP

20p ordinary

CFD

 

Long

610

6.25552459016393        GBP

20p ordinary

CFD

 

Long

2271

6.26074416556583        GBP

20p ordinary

CFD

 

Long

53

6.276895        GBP

20p ordinary

CFD

 

Long

46

6.249375        GBP

20p ordinary

CFD

 

Long

1934

6.270554        GBP

20p ordinary

CFD

 

Long

4499

6.262234        GBP

20p ordinary

CFD

 

Long

52

6.25557692307692        GBP

20p ordinary

CFD

 

Long

196

6.26076530612245        GBP

20p ordinary

CFD

 

Long

167

6.270461        GBP

20p ordinary

CFD

 

Long

384

6.262182        GBP

20p ordinary

CFD

 

Long

60000

6.247074        GBP

20p ordinary

CFD

 

Long

1161

6.270558        GBP

20p ordinary

CFD

 

Long

1364

6.26074046920821        GBP

20p ordinary

CFD

 

Long

367

6.25553133514986        GBP

20p ordinary

CFD

 

Long

697

6.267266        GBP

20p ordinary

CFD

 

Long

605

6.275157        GBP

20p ordinary

CFD

 

Long

285

6.26178947368421        GBP

20p ordinary

CFD

 

Long

65

6.25553846153846        GBP

20p ordinary

CFD

 

Long

14270

6.296256        GBP

20p ordinary

CFD

 

Long

861

6.296283        GBP

20p ordinary

CFD

 

Long

1435

6.28449        GBP

20p ordinary

CFD

 

Long

505

6.262222        GBP

20p ordinary

CFD

 

Long

217

6.270647        GBP

20p ordinary

CFD

 

Long

255

6.26078431372549        GBP

20p ordinary

CFD

 

Long

69

6.25550724637681        GBP

20p ordinary

CFD

 

Long

188

6.299564        GBP

20p ordinary

CFD

 

Short

127

6.299843        GBP

20p ordinary

CFD

 

Short

552

6.293172        GBP

20p ordinary

CFD

 

Short

146718

6.3        GBP

20p ordinary

CFD

 

Short

278456

6.27428574        GBP

20p ordinary

CFD

 

Short

434157

6.29789653        GBP

20p ordinary

CFD

 

Short

6181

6.2934        GBP

20p ordinary

CFD

 

Short

4510

6.289788        GBP

20p ordinary

CFD

 

Short

4907

6.271154        GBP

20p ordinary

CFD

 

Short

34151

6.24312        GBP

20p ordinary

CFD

 

Short

16269

6.293391        GBP

20p ordinary

CFD

 

Short

1238

6.287643        GBP

20p ordinary

CFD

 

Short

237

6.291494        GBP

20p ordinary

CFD

 

Short

3256

6.295609        GBP

20p ordinary

CFD

 

Short

4652

6.287825        GBP

20p ordinary

CFD

 

Short

120000

6.278138        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

06 November 2020

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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