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ECR Minerals PLC

TR-1: Standard form for notification of major holdings

--(BUSINESS WIRE)--LONDON 

TR-1: Standard form for notification of major holdings

 

ECR Minerals plc

Source:ECR Minerals plc

(to be sent to the relevant issuer to the in Microsoft Word format if possible)NOTIFICATION OF MAJOR HOLDINGSandFCAi

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii

ECR Minerals plc

(please mark with an “X” if appropriate)1b. Please indicate if the issuer is a non- issuerUK

Non- issuerUK

 

(please mark the appropriate box or boxes with an “X”)2. Reason for the notification

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):iii

 

3. Details of person subject to the notification obligationiv

Name

Paul andMichelle Johnson

City and country of registered office (if applicable)

 

(if different from 3.)4. Full name of shareholder(s)v

Name

 

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached:vi

27 July 2020

6. Date on which issuer notified (DD/MM/YYYY):

29 July 2020

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

3.94%

 

3.94%

554,473,643

Position of previous notification (if

applicable)

5.98%

 

5.98%

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00BYYDKX57

Ordinary Shares

 

21,860,592

 

3.94%

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

 

 

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdate
x

Exercise/Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdate
x

Exercise/Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

 

 

(please mark the9. Information in relation to the person subject to the notification obligation

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity(please add additional rows as necessary)Full
xiv

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

of the proxy holderName

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

 

 

Place of completion

Farnborough, UK

Date of completion

29 July 2020

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