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ECR Minerals PLC

Holding(s) in Company

--(BUSINESS WIRE)--LONDON

ECR Minerals plc

Source:ECR Minerals plc

For filings with the include the annexFCA 
For filings with issuer exclude the annex
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
   
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached:

ii
ECR Minerals Plc
(please tick the appropriate box or boxes):2 Reason for the notification
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached 
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments 
An event changing the breakdown of voting rights 
Other (please specify):  
3. Full name of person(s) subject to thenotification obligation:
iii
 1Yorkville Advisors Global, LLC

2Yorkville Advisors Global, LP

3YA II PN, Ltd.

(if different from 3.):4. Full name of shareholder(s)
iv
Jarvis Investment Management Ltd

(Registered Holder)

5. Date of the transaction and date onwhich the threshold is crossed orreached:

v
September 2-15, 2016
6. Date on which issuer notified:September 15, 2016
7. Threshold(s) that is/are crossed orreached:
vi, vii
%9.00,8.00,7.00,6.00
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type ofshares

if possible usingthe ISIN CODE

 Situation previousto the triggeringtransaction

 Resulting situation after the triggering transaction
NumberofShares

 NumberofVotingRights


Numberof shares
 Number of votingrights
 % of voting rightsx
DirectDirectxi IndirectxiiDirect Indirect

 

 

Ordinary Shares

1,343,683,2101,343,683,210773,686,210773,686,210 5.76% 
 
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financialinstrument
 Expirationdate
xiii
 Exercise/Conversion Period
xiv
 Number of votingrights that may beacquired if theinstrument isexercised/ converted.



 % of votingrights
     
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi
Resulting situation after the triggering transaction
Type of financialinstrument
 Exercise priceExpiration datexvii Exercise/Conversion period
xviii
Number of voting rights instrument refers to% of voting rightsxix, xx
    

 

Nominal Delta
  
 
Total (A+B+C)
Number of voting rights Percentage of voting rights
773,686,2105.76%
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable:
xxi
is the general partner, and controlling person, of , which is the investment manager of (which entity was formerly known as )Yorkville Advisors Global, LLCYorkville Advisors Global, LPYA II PN, Ltd.YA Global Master SPV, Ltd.
 
Proxy Voting:
10. of the proxy holder:Name  
11. Number of voting rights proxy holder will ceaseto hold:
 
12. Date on which proxy holder will cease to holdvoting rights:
 
 

13. Additional information:
  
14. Contact name:Troy Rillo
15. Contact telephone number:001.908.906.5127
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