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Capita PLC

Capita plc - Holding(s) in Company

TR-1: Standard form for notification of major holdings

   

   

   

   

   

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
 in Microsoft Word format if possible)i

1a. Identity of the issuer or the                     Capita plc
underlying issuer of existing shares to
which voting rights are attachedii:

1b. Please indicate if the issuer is a non- issuer (please mark with an “X”
if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with
an “X”)

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments                           X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name                                    Coltrane Asset Management, L.P.

City and country of registered office   Grand Cayman, Cayman Islands
(if applicable)

4. Full name of shareholder(s) (if different from 3.)v

Name                                    Coltrane Master Fund, L.P.

City and country of registered office   Grand Cayman, Cayman Islands
(if applicable)

5. Date on which the threshold was      March 11, 2020
crossed or reachedvi:

6. Date on which issuer notified        March 13, 2020
(DD/MM/YYYY):

7. Total positions of person(s) subject to the notification obligation

                    % of voting rights % of voting rights Total of both in % Tot
                    attached to shares through financial     (8.A + 8.B)     al
                     (total of 8. A)      instruments                        num
                                       (total of 8.B 1 +                     ber
                                             8.B 2)                          of
                                                                             vot
                                                                             ing
                                                                             rig
                                                                             hts
                                                                             of
                                                                             iss
                                                                             uer
                                                                             vii

Resulting situation               0.3%              2.66%              2.97% 1,6
on the date on                                                               68,
which threshold was                                                          696
crossed or reached                                                           ,95
                                                                              4

Position of                       0.3%              3.28%              3.59%
previous
notification (if
applicable)FCAUK
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of       Number of voting rightsix          % of voting rights
shares
ISIN code (if              Direct           Indirect      Direct      Indirect
possible)            (Art 9 of Directive   (Art 10 of   (Art 9 of    (Art 10 of
                    2004/109/EC) (DTR5.1)  Directive    Directive    Directive
                                          2004/109/EC) 2004/109/EC) 2004/109/EC)
                                           (DTR5.2.1)    (DTR5.1)    (DTR5.2.1)

Ordinary Shares                       N/A    5,140,000          N/A         0.3%
(ISIN:GB00B23K0M20)

SUBTOTAL 8. A                                5,140,000                      0.3%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))

Type of financial   Expiration Exercise/   Number of voting rights  % of voting
instrument          datex      Conversion  that may be acquired if  rights
                               Periodxi    the instrument is
                                           exercised/converted.

N/A                        N/A         N/A                      N/A          N/A

                               SUBTOTAL 8.                      N/A          N/A
                               B 1
B 2: Financial Instruments with similar economic effect according to Art. 13
(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of    Expiration Exercise/  Physical or cash Number of voting % of voting
financial  datex      Conversion                  rights           rights
instrument            Period xi  settlementxii

Equity CFD        N/A        N/A             CASH       44,477,857       2.66%

                                 SUBTOTAL 8.B.2         44,477,857       2.66%
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or   X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows as
necessary)

         Namexv           % of voting rights if it % of voting rights through Tot
                          equals or is higher than  financial instruments if  al
                          the notifiable threshold   it equals or is higher   of
                                                      than the notifiable     bot
                                                           threshold          h
                                                                              if
                                                                              it
                                                                              equ
                                                                              als
                                                                              or
                                                                              is
                                                                              hig
                                                                              her
                                                                              tha
                                                                              n
                                                                              the
                                                                              not
                                                                              ifi
                                                                              abl
                                                                              e
                                                                              thr
                                                                              esh
                                                                              old

Coltrane Asset
Management, L.P.

Mandeep Manku

,
L.P.

,
L.P.

Coltrane Asset Management
Holdings, Ltd.

Coltrane GP, LLC

,
L.P.

10. In case of proxy voting, please identify:

 of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be
heldColtrane Domestic FundColtrane Offshore FundColtrane Master FundName
11. Additional informationxvi
Place of completion 

Date of completionNew York, NYMarch 13, 2020
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