10:12 Mon 16 Mar 2020
Capita plc - Holding(s) in Company
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the in Microsoft Word format if possible)i 1a. Identity of the issuer or the Capita plc underlying issuer of existing shares to which voting rights are attachedii: 1b. Please indicate if the issuer is a non- issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights An acquisition or disposal of financial instruments X An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name Coltrane Asset Management, L.P. City and country of registered office Grand Cayman, Cayman Islands (if applicable) 4. Full name of shareholder(s) (if different from 3.)v Name Coltrane Master Fund, L.P. City and country of registered office Grand Cayman, Cayman Islands (if applicable) 5. Date on which the threshold was March 11, 2020 crossed or reachedvi: 6. Date on which issuer notified March 13, 2020 (DD/MM/YYYY): 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights Total of both in % Tot attached to shares through financial (8.A + 8.B) al (total of 8. A) instruments num (total of 8.B 1 + ber 8.B 2) of vot ing rig hts of iss uer vii Resulting situation 0.3% 2.66% 2.97% 1,6 on the date on 68, which threshold was 696 crossed or reached ,95 4 Position of 0.3% 3.28% 3.59% previous notification (if applicable)FCA UK
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type of Number of voting rightsix % of voting rights shares ISIN code (if Direct Indirect Direct Indirect possible) (Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of 2004/109/EC) (DTR5.1) Directive Directive Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.2.1) (DTR5.1) (DTR5.2.1) Ordinary Shares N/A 5,140,000 N/A 0.3% (ISIN:GB00B23K0M20) SUBTOTAL 8. A 5,140,000 0.3% B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of financial Expiration Exercise/ Number of voting rights % of voting instrument datex Conversion that may be acquired if rights Periodxi the instrument is exercised/converted. N/A N/A N/A N/A N/A SUBTOTAL 8. N/A N/A B 1
B 2: Financial Instruments with similar economic effect according to Art. 13 (1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or cash Number of voting % of voting financial datex Conversion rights rights instrument Period xi settlementxii Equity CFD N/A N/A CASH 44,477,857 2.66% SUBTOTAL 8.B.2 44,477,857 2.66%
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii Full chain of controlled undertakings through which the voting rights and/or X the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) Namexv % of voting rights if it % of voting rights through Tot equals or is higher than financial instruments if al the notifiable threshold it equals or is higher of than the notifiable bot threshold h if it equ als or is hig her tha n the not ifi abl e thr esh old Coltrane Asset Management, L.P. Mandeep Manku , L.P. , L.P. Coltrane Asset Management Holdings, Ltd. Coltrane GP, LLC , L.P. 10. In case of proxy voting, please identify: of the proxy holder The number and % of voting rights held The date until which the voting rights will be heldColtrane Domestic Fund Coltrane Offshore Fund Coltrane Master Fund Name
11. Additional informationxvi
Place of completion Date of completionNew York, NY March 13, 2020
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