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Barclays PLC

Form 8.3 - DIALOG SEMICONDUCTOR PLC

--(BUSINESS WIRE)--  LONDON

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(b) Cash-settled derivative transactions

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

(ii) Exercise

(d) Other dealings (including subscribing for new securities)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

(b) Agreements, arrangements or understandings relating to options or derivatives

(c) Attachments

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at .www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

3. AGREEMENTS TO PURCHASE OR SELL ETC.

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at .www.thetakeoverpanel.org.uk

BARCLAYS PLC

Source: BARCLAYS PLC

(a)Full name of discloser:Barclays PLC.
 
(b)Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c)Name of offeror/offeree in relation to whoseDIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d)If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e)Date position held/dealing undertaken:

05 March 2021

(f)In addition to the company in 1(c) above, is the discloser makingNO
disclosures in respect of any other party to the offer?
Class of relevant security:10p ordinary
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned
and/or controlled:

1,091,955

1.42%

86,934

0.11%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

59,611

0.08%

822,066

1.07%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

1,151,566

1.50%

909,000

1.19%

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities

10p ordinary

Purchase

59

64.0000 EUR

10p ordinary

Purchase

90

64.0600 EUR

10p ordinary

Purchase

135

64.0700 EUR

10p ordinary

Purchase

165

63.9800 EUR

10p ordinary

Purchase

196

63.9606 EUR

10p ordinary

Purchase

214

64.0796 EUR

10p ordinary

Purchase

246

64.0307 EUR

10p ordinary

Purchase

292

64.0846 EUR

10p ordinary

Purchase

327

64.0004 EUR

10p ordinary

Purchase

413

64.0586 EUR

10p ordinary

Purchase

415

64.0678 EUR

10p ordinary

Purchase

424

64.0839 EUR

10p ordinary

Purchase

563

64.0413 EUR

10p ordinary

Purchase

577

64.0771 EUR

10p ordinary

Purchase

2,335

64.0814 EUR

10p ordinary

Purchase

2,595

64.0730 EUR

10p ordinary

Purchase

2,688

64.0636 EUR

10p ordinary

Purchase

3,091

63.8800 EUR

10p ordinary

Purchase

3,811

64.0459 EUR

10p ordinary

Purchase

3,849

64.0629 EUR

10p ordinary

Purchase

5,566

64.1732 EUR

10p ordinary

Purchase

10,000

63.9917 EUR

10p ordinary

Purchase

10,346

64.0200 EUR

10p ordinary

Purchase

11,621

64.0967 EUR

10p ordinary

Purchase

15,498

63.9705 EUR

10p ordinary

Sale

7

64.0200 EUR

10p ordinary

Sale

395

64.0697 EUR

10p ordinary

Sale

524

64.0400 EUR

10p ordinary

Sale

572

63.8971 EUR

10p ordinary

Sale

626

64.0342 EUR

10p ordinary

Sale

759

64.0410 EUR

10p ordinary

Sale

3,200

63.8800 EUR

10p ordinary

Sale

3,316

64.0582 EUR

10p ordinary

Sale

3,601

64.0218 EUR

10p ordinary

Sale

5,352

64.0339 EUR

10p ordinary

Sale

7,100

64.0235 EUR

10p ordinary

Sale

15,000

64.0387 EUR

10p ordinary

Sale

22,151

64.0622 EUR

Class of

ProductNature of dealingNumber ofPrice per

relevant

descriptionreferenceunit

security

securities

10p ordinary

SWAP

Long

157

64.1292 EUR

10p ordinary

CFD

Long

395

64.0697 EUR

10p ordinary

CFD

Long

1,090

64.0335 EUR

10p ordinary

CFD

Long

2,708

64.0622 EUR

10p ordinary

CFD

Long

11,954

64.0269 EUR

10p ordinary

CFD

Short

87

63.8800 EUR

10p ordinary

CFD

Short

90

64.0664 EUR

10p ordinary

CFD

Short

5,566

64.1732 EUR

10p ordinary

CFD

Short

11,621

64.0967 EUR

Class of relevant security

Product descriptione.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

Is a Supplemental Form 8 (Open Positions) attached?YES
Date of disclosure:

8 Mar 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Identity of the person whose positions/dealingsBarclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whoseDIALOG SEMICONDUCTOR PLC
relevant securities this from relates:
ClassProductWriting,NumberExerciseTypeExpiry
ofdescriptionpurchasing,ofpricedate

relevant

selling,securitiesper unit

security

varying etcto which
option
relates

10p ordinary

Call Options

Purchased

19,361

53.6607

European

12 Mar 2021

10p ordinary

Call Options

Purchased

22,020

69.0099

European

30 Apr 2021

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

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