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Barclays PLC

Form 8.3 - KAZ MINERALS PLC

--(BUSINESS WIRE)--  LONDON

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(b) Cash-settled derivative transactions

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

(ii) Exercise

(d) Other dealings (including subscribing for new securities)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

(b) Agreements, arrangements or understandings relating to options or derivatives

(c) Attachments

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at .www.thetakeoverpanel.org.uk

BARCLAYS PLC

Source: BARCLAYS PLC

(a)Full name of discloser:Barclays PLC.
 
(b)Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c)Name of offeror/offeree in relation to whoseKAZ MINERALS PLC
relevant securities this form relates:
(d)If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e)Date position held/dealing undertaken:03 March 2021
(f)In addition to the company in 1(c) above, is the discloser makingNO
disclosures in respect of any other party to the offer?
Class of relevant security:20p ordinary
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

17,226,163

3.65%

8,068,195

1.71%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

8,036,581

1.70%

17,197,909

3.64%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

25,262,744

5.35%

25,266,104

5.35%

 

 

 

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities

20p ordinary

Purchase

35

8.2060 GBP

20p ordinary

Purchase

351

8.2800 GBP

20p ordinary

Purchase

521

8.2880 GBP

20p ordinary

Purchase

694

8.2906 GBP

20p ordinary

Purchase

1,094

8.2927 GBP

20p ordinary

Purchase

1,517

8.2830 GBP

20p ordinary

Purchase

1,555

8.2898 GBP

20p ordinary

Purchase

2,338

8.3149 GBP

20p ordinary

Purchase

2,755

8.2919 GBP

20p ordinary

Purchase

2,885

8.2900 GBP

20p ordinary

Purchase

3,000

8.3499 GBP

20p ordinary

Purchase

4,042

8.2820 GBP

20p ordinary

Purchase

4,648

8.2920 GBP

20p ordinary

Purchase

5,464

8.3021 GBP

20p ordinary

Purchase

7,295

8.3160 GBP

20p ordinary

Purchase

11,347

8.2854 GBP

20p ordinary

Purchase

12,255

8.2902 GBP

20p ordinary

Purchase

20,249

8.2807 GBP

20p ordinary

Purchase

96,664

8.4559 GBP

20p ordinary

Sale

50

8.3460 GBP

20p ordinary

Sale

60

8.2700 GBP

20p ordinary

Sale

66

8.2720 GBP

20p ordinary

Sale

118

8.2797 GBP

20p ordinary

Sale

131

8.3960 GBP

20p ordinary

Sale

199

8.3454 GBP

20p ordinary

Sale

244

8.2840 GBP

20p ordinary

Sale

521

8.2880 GBP

20p ordinary

Sale

521

8.2888 GBP

20p ordinary

Sale

940

8.3391 GBP

20p ordinary

Sale

1,297

8.3489 GBP

20p ordinary

Sale

1,510

8.2941 GBP

20p ordinary

Sale

2,707

8.3121 GBP

20p ordinary

Sale

3,095

8.2824 GBP

20p ordinary

Sale

3,258

8.2820 GBP

20p ordinary

Sale

3,607

8.2810 GBP

20p ordinary

Sale

6,028

8.3157 GBP

20p ordinary

Sale

12,189

8.3832 GBP

20p ordinary

Sale

30,000

8.2884 GBP

Class ofProductNature of dealingNumber ofPrice per
relevantdescriptionreferenceunit
securitysecurities

20p ordinary

SWAP

Long

100

8.4099 GBP

20p ordinary

SWAP

Long

1,510

8.2941 GBP

20p ordinary

SWAP

Long

5,079

8.3786 GBP

20p ordinary

SWAP

Long

8,325

8.3781 GBP

20p ordinary

SWAP

Short

2,028

8.2794 GBP

20p ordinary

SWAP

Short

2,861

8.2820 GBP

20p ordinary

SWAP

Short

9,353

8.2871 GBP

20p ordinary

SWAP

Short

9,394

8.2927 GBP

20p ordinary

SWAP

Short

13,569

8.2799 GBP

20p ordinary

SWAP

Short

96,664

8.4559 GBP

Class of relevant security

Product descriptione.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

Is a Supplemental Form 8 (Open Positions) attached?NO
Date of disclosure:4 Mar 2021
Contact name:Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

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