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Form 8.5 (EPT/NON-RI) - G4S PLC

--(BUSINESS WIRE)--  LONDON

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(b) Cash-settled derivative transactions

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

(ii) Exercise

(d) Other dealings (including subscribing for new securities)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

(b) Agreements, arrangements or understandings relating to options or derivatives

(c) Attachments

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at .www.thetakeoverpanel.org.uk

BARCLAYS PLC

Source: BARCLAYS PLC

(a)Name of exempt principal trader:BARCLAYS CAPITAL SECURITIES LTD
(b)Name of offeror/offeree in relation to whoseG4S PLC
relevant securities this form relates:
(c)Name of the party to the offer with which exemptFleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World Security Corporation)
principal trader is connected
(d)Date position held/dealing undertaken:14 October 2020
(e)In addition to the company in 1(b) above, is the exempt principalNO
trader making disclosures in respect of any other party to the offer?
Class of relevant security:25p ordinary
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

24,152,221

1.56%

5,607,317

0.36%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

4,578,251

0.30%

22,710,441

1.46%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

28,730,472

1.85%

28,317,758

1.83%

 

 

 

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

Class of relevantPurchase/saleTotal number ofHighest price per unitLowest price per unit
securitysecuritiespaid/receivedpaid/received

25p ordinary

Purchase

246,700

17.2332 DKK

17.2008 DKK

25p ordinary

Purchase

811,301

2.1030 GBP

2.086 GBP

25p ordinary

Sale

105,570

17.2768 DKK

17.2213 DKK

25p ordinary

Sale

910,892

2.1032 GBP

2.086 GBP

Class ofProductNature of dealingNumber ofPrice per
relevantdescriptionreferenceunit
securitysecurities

25p ordinary

SWAP

Long

14

2.0907 GBP

25p ordinary

SWAP

Long

14

2.0992 GBP

25p ordinary

SWAP

Long

14

2.1000 GBP

25p ordinary

SWAP

Long

15

2.0993 GBP

25p ordinary

CFD

Long

43

2.0960 GBP

25p ordinary

CFD

Long

102

2.0959 GBP

25p ordinary

CFD

Long

399

17.2190 DKK

25p ordinary

SWAP

Long

722

2.1030 GBP

25p ordinary

CFD

Long

833

17.2296 DKK

25p ordinary

SWAP

Long

1,018

2.0976 GBP

25p ordinary

SWAP

Long

4,096

2.0987 GBP

25p ordinary

SWAP

Long

4,124

2.0923 GBP

25p ordinary

SWAP

Long

4,785

2.0964 GBP

25p ordinary

SWAP

Long

5,317

2.0970 GBP

25p ordinary

SWAP

Long

5,906

17.1857 DKK

25p ordinary

SWAP

Long

7,000

2.0850 GBP

25p ordinary

SWAP

Long

9,339

17.2420 DKK

25p ordinary

CFD

Long

10,000

17.2197 DKK

25p ordinary

CFD

Long

41,137

2.0986 GBP

25p ordinary

SWAP

Long

54,528

2.0972 GBP

25p ordinary

CFD

Long

93,806

2.0995 GBP

25p ordinary

CFD

Long

167,022

2.0967 GBP

25p ordinary

CFD

Long

490,000

17.1375 DKK

25p ordinary

CFD

Short

332

2.0968 GBP

25p ordinary

SWAP

Short

1,451

2.1006 GBP

25p ordinary

SWAP

Short

2,897

2.0900 GBP

25p ordinary

SWAP

Short

4,448

2.0963 GBP

25p ordinary

SWAP

Short

4,716

2.0996 GBP

25p ordinary

SWAP

Short

6,533

2.0952 GBP

25p ordinary

CFD

Short

9,415

2.0990 GBP

25p ordinary

CFD

Short

11,674

2.0900 GBP

25p ordinary

SWAP

Short

12,431

2.0978 GBP

25p ordinary

SWAP

Short

16,834

2.0994 GBP

25p ordinary

CFD

Short

20,191

2.0969 GBP

25p ordinary

SWAP

Short

35,463

2.0981 GBP

25p ordinary

CFD

Short

87,570

2.0901 GBP

25p ordinary

SWAP

Short

102,541

2.0962 GBP

25p ordinary

SWAP

Short

111,401

2.0975 GBP

25p ordinary

CFD

Short

167,607

17.2025 DKK

25p ordinary

CFD

Short

490,000

2.0808 GBP

Class of relevant security

Product descriptione.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

Is a Supplemental Form 8 (Open Positions) attached?NO
Date of disclosure:15 Oct 2020
Contact name:Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Quick facts: Barclays PLC

Price: -

Market: LSE
Market Cap: -
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